Director, Assistant General Counsel
ErisX
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Building trusted markets — powered by our people.
At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.
We’re building inclusive ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. Our Associate Resource Groups champion diversity, equity and inclusion, giving employees a safe space to network, share ideas and create opportunities.
Sound like the place for you? Join us!
Cboe is seeking a Listings Assistant General Counsel, Director
As a team, the legal department is responsible for handling all legal matters for the Company including regulatory filings, SEC and CFTC compliance, contract drafting/review, corporate governance, mergers & acquisitions, disputes, litigation, etc.
Your responsibilities will be:
Manage specialized knowledge to support national securities exchanges regulated by the SEC, with a particular focus on exchange rules and filings and initiatives to support exchange-traded products (“ETPs”) listed and traded on Cboe’s listing market.
Develop and draft rule filings and SEC regulatory filings, articulating clear rationales and objectives for proposed changes, and seek regulatory approval of these filings.
Cultivate and nurture strategic relationships with legal counsel representing ETP issuers
Work with the ETP Listings business leadership to drive growth in the ETP listings business by providing expert legal counsel and innovative thinking
Prepare complex comment letters and help to respond to regulatory inquiries
Provide advice on legal and regulatory issues resulting from new and existing regulations and business initiatives
Counsel senior management by identifying issues, conducting research and drafting documents
Respond to other general legal matters including those related to securities trading and corporate law issues
Review regulatory and informational publications
Monitor new domestic and international regulatory developments that directly or indirectly impact the company
Provide legal counsel to the company in connection with regulatory exams, inspections and other matters
Other legal support for company activities
The ideal candidate has:
A minimum of 8 years of experience working at a law firm of at a corporation, with a specialty related to securities exchange regulations, other securities regulatory matters or related fields of law.
Previous employment at the SEC or a futures or securities exchange is desirable
Must be able to develop business-led solutions while driving the risk management agenda
Ability to effectively evaluate contractual and regulatory requirements, understand their impact on the business, and develop creative solutions
Highly motivated, strategic, detail-oriented with the ability to pro-actively organize a heavy workload and demonstrate excellent analytical abilities
Ability to collaborate with cross-functional business and legal team members and outside counsel
Bachelor's Degree and Juris Doctorate required (from an accredited institution)
Member of applicable state bar
Computer proficiency in Microsoft Office Suite applications including Word, PowerPoint, Excel and Outlook, as well as document management and other office technologies
Experience with the Investment Company Act of 1940, Securities Exchange Act of 1934, and crypto assets a plus, but not required
Why Join Cboe?
At Cboe, you’ll work in a dynamic environment where each team member is empowered to make an impact. We prioritize professional growth and diversity, encouraging our people to pursue ideas, challenge the status quo, and build their futures alongside Cboe’s global mission. We are committed to providing the resources, mentorship, and opportunities you need to advance your career in financial design.
If you’re excited about contributing to the next generation of financial platforms, let’s shape the future together.
Benefits and Perks
We value the total wellbeing of our people – including health, financial, personal and social wellness. We believe standard benefits like health insurance and fair pay are a given at any organization. Still, you should know we offer:
- Fair and competitive salary and incentive compensation packages with an upside for overachievement
- Generous paid time off, including vacation, personal days, sick days and annual community service days
- Flexible, hybrid work environment, where you choose where and how you work
- Health, dental and vision benefits, including access to telemedicine and mental health services
- 2:1 401(k) match, up to 8% match immediately upon hire
- Discounted Employee Stock Purchase Plan
- Tax Savings Accounts for health, dependent and transportation
- Employee referral bonus program
- Volunteer opportunities to help you give back to your communities
Some of our employees’ favorite benefits and perks include:
- Complimentary lunch, snacks and coffee in any Cboe office
- Paid Tuition assistance and education opportunities
- Generous charitable giving company match
- Paid parental leave and fertility benefits
- On-site gyms and discounts to other fitness centers
More About Cboe Global Markets
We’re reimagining the future of the workplace by focusing on what matters most, our people. Our journey is an inclusive one. We’re investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed. We celebrate the diversity in our communities, inside and out, and welcome new perspectives with equity, inclusion and belonging.
We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We’re an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes.
Learn more about life at Cboe on our website and LinkedIn.
Equal Employment Opportunity
We're proud to be an equal opportunity employer - and celebrate our employees’ differences, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, and Veteran status.
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US Geographic Differentials:
110%: Austin TX, Chicago IL, Denver CO, San Diego CA
115%: Los Angeles CA, Seattle WA
120%: Boston MA, Washington DC
125%: New York City NY
130%: San Francisco CA
Within the range, individual pay is determined by a number of factors, including, but not limited to, work location, job-related skills, experience, and relevant education or training. In addition to base pay, our total rewards program includes an annual variable pay program and benefits including healthcare (medical, dental and vision), 401 (k) with a generous company match, life and disability insurance, paid time off, market-leading tuition assistance, and much more! Your recruiter will provide more details about the total compensation package, including variable pay and benefits, during the hiring process. For further information on our total rewards program, visit TOTAL REWARDS @CBOE.
Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.
This job is no longer accepting applications
See open jobs at ErisX.See open jobs similar to "Director, Assistant General Counsel" Consensys Mesh.